The old friend is still there, and the newcomer has also known him. Whether in his previous life or this life, Ye Dongqing's life is quite exciting.

There were more people around him, Laura, who was secretary, and Zhao Liuli, who was lying on the hospital bed, were thinking all day long about how long she could remove the gauze on her eyes, and the employees of the Tamsui Fund who were linked to Ye Dongqing because of their interests, wandered around Ye Dongqing every day.

In the few days after returning to the United States, there was almost something to do from morning to night. I occasionally took a break from my busy schedule and stayed in the hospital to accompany the girl. During this period, the doctor checked it and it was said that the recovery was pretty good.

He was asked by the police and had drinks and chats with the boss with four stars on his shoulders. However, it was the first time he attended the hearing.

On November 26th, Tuesday at 9:30 am.

Ye Dongqing came alone and appeared on time in a small conference room at the Securities and Exchange Commission headquarters. More than a dozen investors who were worried about the safety of funds appeared one after another. They hoped to know whether there was a risk of cashing out the financial products they invested in.

Rumors about fund safety are still spreading in a small range. Only some investors who were questioned by investigators know that something was wrong with Tamsui Fund Company.

Ms. Vigo has patiently explained to them personally and asked them to view some of the accounts, and a third-party company, PwC, issued a certificate of funding to ensure that sufficient funds exist on the books.

The handling was done properly, a possible storm was strangled before it even started, and no one went to court to sue Tamsui Fund Company. It has been very safe so far and the business is continuing.

Speaking of the Securities and Exchange Commission.

This semi-official agency, headquartered in Washington, has the power to accuse parties to the scene for inquiries and witnesses. If the accused person refuses to be present or refuses to be inquired, the Securities and Exchange Commission may request an order from the Federal District Court to force the parties to be present or provide evidence.

If the parties violate the injunction again, they may be sentenced to misdemeanor, sentenced to more than one year in prison, or a low fine, which shall be determined based on the severity of the circumstances.

This time, because Ye Dongqing's approach... was unique, the Securities and Exchange Commission believed that it was necessary to hold this administrative hearing to give the accused person, that is, Ye Dongqing, the opportunity to defend him, and to judge what kind of punishment should be given.

A series of operations of Tamsui Fund must have violated the rules. Today is not an investigation or not, but a decision on how much the punishment is. There is no lawyer to help Ye Dongqing defend it. It depends on himself next. Yesterday, with the help of lawyer Johnny Ball, a mock hearing was held to preview the questions that may be raised.

This is probably the most expensive "exam answer" Ye Dongqing has ever bought. Attorney Johnny Ball's bill will be delivered to him soon. With the expenses he helped some time ago, it is estimated that it will cost more than 100,000 or 200,000 US dollars.

People say that lawyers’ time is very expensive, and this is not a joke, it is really very expensive.

Sitting in front of a separate table, there was a row of people in front of the old man in charge, named Freeman, with gray hair and a pair of gold-rimmed glasses on his nose. He came up and asked, "The subpoena has been sent to you a long time ago, why didn't he come to explain?"

"Sir, I was busy with business in Xiangjiang some time ago, and a relative was seriously ill and was about to die. According to the customs of our Chinese, elders cannot leave when they are about to die."

Ye Dongqing replied.

Old Freeman pushed his glasses and continued: "Just pretending you are telling the truth, your lawyer has helped you handle everything. I look at the changes in the funds on the books. It seems that during the time when your relative died, Tamsui Fund Company successfully earned more than 40 million US dollars?"

"This is the previous crude oil futures order. I bought it before I received the notice and rushed to Xiangjiang. The air ticket I submitted can be used as evidence."

The other party was responsible for finding Ye Dongqing, and he only needed to find ways to avoid the reality that might cause him to suffer heavy losses. He was wondering whether Mrs. Johnson had helped out, otherwise why would this old man be so sarcastic?

"Leo Ye, I haven't seen any proof related to your education or financial license. Please tell me which school you graduated from? What type of license do you hold?"

Old Freeman looked at the information and continued to ask him in a hoarse voice: "Since you want to manage a fund company, and it is a public fund company, I think you should have some knowledge. For example, what you did some time ago, are very dangerous and may cause investors to lose their principal."

"I am still a 12th grade student and am preparing to apply for Yale University. Harvard or Brown are also pretty good. Although I don't have any financial license, the employees I hire are all very experienced and they can give me the most correct advice."

Ye Dongqing investigated in advance that Freeman, the old man graduated from Yale University and specifically mentioned that Yale University was quietly pleasing him.

How could an old man who lives like a human spirit let him go because of this little detail? He shook his head and said: "From his previous performance, they did not give you the most correct advice. Although I successfully made a lot of money and the numbers surprised me, it violated the system after all, this is a mistake that securities practitioners should never make..."

Bar, this old man didn’t drink a drop of water and didn’t need to go to the bathroom. He asked for more than two hours in a row.

From transactions one by one, to rectification opinions, to the composition of company personnel, Ye Dongqing almost tortured to death. It felt like the teacher was asking the same student to answer different questions in three consecutive classes, and he kept picking questions.

After finally ending, the final verdict will have to wait next week to get it, or next week, next week, no matter how long Ye Dongqing is given within a month, he only said that he would call him and not leave the United States until then.

The other matters were not confirmed, but the fine was first released, only 100,000 US dollars, which was not painful compared to the profit. The blamed supervisor Vigo was banned from entering the securities industry for three months. It was not a big deal. Ye Dongqing had already promised her to reward her, which was more than one million US dollars.

Judging from these, the punishment for people is indeed not very strong, and it is more like fooling around.

The Tamsui Fund Company is not so lucky. It will no longer be as free and flexible as before. It does not say that it cannot raise funds, but only says that it must be guaranteed to ensure that it can be repaid with principal and interest to investors.

A margin is required to prove it, it can be a bond, a stock or a company share. As long as the money is enough, the Securities and Exchange Commission will send someone to supervise and review it.

Ye Dongqing plans to look at the market recently. If the time is right, he will buy the stocks of those Internet companies, which is just right for him...
Chapter completed!